Web20 mrt. 2024 · Security-Based Swap Markets. Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”) established a … WebVandaag · Program, Assistance Listing Number (ALN) 84.031S. This notice relates to the approved information collection under OMB control number 1840–0745. DATES: Applications Available: April 14, 2024. Deadline for Transmittal of Applications: June 13, 2024. Deadline for Intergovernmental Review: August 14, 2024. ADDRESSES: For the …
CFTC hits Goldman Sachs with $15 million fine for violating swap …
Web1 dag geleden · On July 10, 2024, the Division of Swap Dealer and Intermediary Oversight (DSIO) (now Market Participants Division (MPD)) and the Division of Clearing and Risk (DCR) published CFTC Letter No. 19–17, which, among other things, provides guidance with respect to the processing of margin withdrawals under regulation § 39.13(g)(8)(iii) … Web11 apr. 2024 · Goldman admits that for nearly all “same-day” swaps executed in 2015 and 2016, it either failed to disclose any PTMMM or failed to disclose an accurate PTMMM, … tea in turkish language
CFTC Finalizes Swap Dealer Capital and Financial Reporting Rules
Web4 See Further Definition of "Swap Dealer," "Security-Based Swap Dealer," "Major Swap Participant," "Major Security-Based Swap Participant" and "Eligible Contract Participant," 77 FR 30596 (May 23, 2012). 5 Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants, 81 FR 635 (January 6, 2016). WebSubpart H - Business Conduct Standards for Swap Dealers and Major Swap Participants Dealing With Counterparties, Including Special Entities (§§ 23.400 - 23.451) Subpart I - Swap Documentation (§§ 23.500 - 23.506) Subpart J - Duties of Swap Dealers and Major Swap Participants (§§ 23.600 - 23.611) Subpart K [Reserved] WebA swap dealer (SD) is an entity that holds itself out as a dealer in swaps; makes a market in swaps; regularly enters into swaps with counterparties as an ordinary course of … tea intolerance symptoms